VALIDATION
Deepak
Garg
M Pharmacy (Pharmaceutics)
VALIDATION
Definition:
Process validation is establishing
documented evidence which provides a high degree of assurance that a specific
process (such as the manufacture of pharmaceutical dosage forms) will
consistently produce a product meeting its predetermined specifications and
quality characteristics.
According to the FDA, assurance of
product quality is derived from careful and systemic attention to a number of
important factors, including: selection of quality components and materials,
adequate product and process design, and (statistical) control of the process
through in-process and end-product testing.
THE REGULATORY
BASIS FOR PROCESS VALIDATION:
“There shall be written procedures for
production and process control designed to assure that the drug products have
the identity, strength, quality, and purity they purport or are represented to
possess.”
FDA regulatory officials established
that there was a legal basis for requiring process validation. The ultimate
legal authority is Section 501(a)(2)(B) of the FD&C Act [4], which states
that a drug is deemed to be adulterated if the methods used in, or the
facilities or controls used for, its manufacture, processing, packing, or
holding do not conform to or were not operated or administrated in conformity
with CGMP.
Advantages…Process Validation
- Expanded
real time monitoring and adjustment of process
- Enhanced
ability to statistically evaluate process performance and product
variables
e.g., individuals; mean; range; control limits
- Enhanced
data and evaluation capabilities and increased confidence about process
reproducibility and product quality
- Improved
ability to set target parameters and control limits for routine
production, correlating with validation results
- Enhanced
reporting capability
Equipment
validation
1. Prepurchase
or prequalification phase [ venders specification & design qualification]
2. Post
purchase or qualification phase [ installation, operational and performance
qualification ]
3. Routine
or ongoing evaluation phase.
PREPURCASH
PHASE
Identified the bases
functional requirement to defined type of equipment to fulfill their needs.
1. Vender specification
2. Design qualification
VENDER
SPECIFICATION
1 . Extent
of resources and funds are considered what the vender previous experience in
implementing similar projects.
2 . The
vender financial stability.
3 . The
level of training offered by vender.
4 . Delivery
time.
5 . The
vender familiarity with regularly requirement of equipment.
6 . Vender
documentation and support for testing.
DESIGN
QUALIFICATION
Design
qualification outline the prefecture of the system design of address the user
requirement regulatory compliance and selection rational of a particular
supplier. Design qualification is impact on installation, operational and
performance qualification user and regulatory requirement should be
demonstrated and documented.
POST
PURCHASE PHASE:
INSTALLATION
QUALIFICATION
Installation qualification aims to check
documentation against reality. The result is “as-built documentation.” The
other task in the IQ is to ensure that the GMP requirements are fulfilled.
Installation qualification is defined as
“The performance and documentation of tests to ensure that equipment (such as
machines, measuring equipment) used in a manufacturing process, are
appropriately selected, correctly installed and work in accordance with
established specifications.”

STEPS
OF QUALIFICATION
INSTALLATION QUALIFICATION
Installation qualification aims to check
documentation against reality. The result is “as-built documentation.” The
other task in the IQ is to ensure that the GMP requirements are fulfilled.
Installation qualification is defined as
“The performance and documentation of tests to ensure that equipment (such as
machines, measuring equipment) used in a manufacturing process, are
appropriately selected, correctly installed and work in accordance with
established specifications.”
OPERATIONAL
QUALIFICATIONS
Operational qualification is defined as
“Documented verification that the system or sub-system performs as intended
throughout all anticipated operating ranges.” Operational
qualification tests whether or not the system works as expected. The approach to a successful OQ is the same as described
for IQ , approve OQ protocols (by the quality assurance, production, and technical departments), perform OQ, work
out OQ report, and approve OQ report (by the
quality assurance, production, and technical departments).
Operational qualification of the control
unit of a technical system is one of the most important steps during the OQ
phase. It tests all critical functions and alarms of the technical system. The
result of the OQ is a documented approval that the technical system fulfills
the user requirements and all GMP-related functions of the technical system.
PERFORMANCE
QUALIFICATION
The PQ is the phase in which either a
technical system is tested over a long period of time (e.g., water system), or
a complex technical system is tested overall (connected filling line). For many
systems OQ is the last phase performed during qualification. If there are only
a few performance tests needed, it might be more practical to include them
during OQ or process validation.
Performance qualification should be
executed by customer personnel. It is a great disadvantage if it has to be
performed by the supplier. Ideally this phase allows know-how to be established
at the pharmaceutical company. The following technical systems need to be
performance-tested and quality.
High purity water systems (monitoring of
the quality parameters: pH, conductivity, temperature)
HVAC systems (temperature, pressure,
humidity)
Complex connected systems (e.g., filling
line, performance parameters)
ROUTINE
ON ONGOING EVALUATION PHASE
Instrument calibration involve measuring
and adjusting the instrument record using non standard calibration is done at
suitable interval and instrument not meeting established specification must not
be use. Following points must be considered for calibration:
1.
Responsibility of
personal involved in the calibration of equipment.
2. Frequency
of calibration for each type of instrument.
3. Review
and approval of calibration date.
4. Procedure
of issue of calibration stickers.
5. Documentation
requirement for calibration and report keeping.
6. Reminder
action in event of calibration failure.
7.
Procedure to notified
user and obtained impacted assessment in case of calibration failure.
Requalification or change control
Relocation
of equipment should only follow satisfactory review and authorization of the
documented change proposal through changed control procedure.
Change control
It
is a monitoring system which requires that a validated system remains validated
by recognizing and addressed the potential impact of change of the system.
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